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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2014-04-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/2000 | Present |
| Msmf | Poplar Bluff | MO | 03/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 04/2014 | Present |
| Heartland Ridge Enterprises Llc | Poplar Bluff | MO | 12/2017 | Present |
1)MSMF; NON-INV. RELATED; POPLAR BLUFF, MO; EMPLOYEE BENEFIT SALES; CLIENT SERVICE ASSOCIATE; ADMINISTRATIVE/CLERICAL; SINCE 03/2013; 40 HRS/MONTH DURING SECURITIES TRADING HOURS: 2)NAME OF OTHER BUSINESS: HEARTLAND RIDGE ENTERPRISES LLC ; INVESTMENT RELATED: NO ; ADDRESS: 2049 GREENWOOD DR , POPLAR BLUFF, MO 63901 ; NATURE OF BUSINESS: SENIOR CITIZENS HOUSING RENTALS ; START DATE: 12/2017 ; POSITION/TITLE/RELATIONSHIP: CO-OWNER / MEMBER ; APX NUMBER OF HOURS PER WEEK: 3-7 ; APX NUMBER OF HOURS DURING TRADING HOURS: 3-7 ; BRIEF DESCRIPTION OF DUTIES: BOOKKEEPING SERVICES ONLY ;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-16 |
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