Shelly Marie Enger

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  D&S Tax Service
  Edina, MN
• 11/2023 → 05/2024
  Osaic Wealth, Inc.
  Edina, MN
• 05/2024 → Present
  Lp Financial Llc
  Edina, MN
• 12/2000 → 05/2024
  Diversified Financial Group
  Minneapolis, MN
• 12/2000 → 11/2023
  Fsc Securities Corporation
  Minneapolis, MN

Previous Registrations

• 2023-11-03 → 2024-05-22
  Osaic Wealth, Inc.
  Edina, MN
• 2013-12-19 → 2023-11-03
  Fsc Securities Corporation
  Minneapolis, MN
  Edina, MN

Other Businesses

1) 05/07/2024 - D & S TAX SERVICE, LLC - Tax Prep/Accounting/CPA - Owner - Investment related - 2 Hours per month - Start date: 01/01/1997. 2) 05/07/2024 - Notary - MN 55439 - Non investment related - 0% Time spent - Start date: 01/01/2024.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-08-21
• S63 Uniform Securities Agent State Law Examination
  2000-11-20

Other Names

• Shelly Kuhns