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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2002-12-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 10/2002 | Present |
| Bank Of America, N.A. | Houston | TX | 12/2009 | Present |
I*83047 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RESIDENTIAL PROPERTY FOR LEASE INVESTMENT RELATED: N ADDRESS OF BUSINESS: NA, NA HOUSTON, TEXAS NA NATURE OF BUSINESS: OTHER,PERSONAL NAME POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/3/2015 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE PURCHASE OF A RESIDENTIAL PROPERTY FOR LEASING PURPOSES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-01 |
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