Frank Adolfo Zimbaro

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → Present
  Royal Alliance
  New York, NY

Other Businesses

1. ZENITH FINANCIAL POSITION: PRESIDENT NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 80 START DATE: 01/21/2009 ADDRESS: 450 LEXINGTON AVENUE, 4TH FLOOR, NEW YORK NY 10017, United States DESCRIPTION: PRESIDENT OF ZENITH FINANCIAL WHICH IS MY DBA AS FINANCIAL ADVISOR UNDER THE ROYAL ALLIANCE UMBRELLA 2. FRESH AIR FUND POSITION: Committee member NATURE: charity fundraiser for inner city kids to have camps inn greener nature centered areas INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 633 3RD ABE14th floor, new york NY 10017, United States DESCRIPTION: Help make decisions for a gala to get people to attend, make a menu, and use social media to attract users. 3. COLUMBUS CITIZENS FOUNDATION POSITION: MEMBERSHIP COMMITTEE NATURE: 501C3 FOR ITALIAN AMERICAN CULTURAL AWARENESS AND EDUCATION FUNDRAISING. I AM ON THE MEMBERSHIP COMITTE. I INTERVIEW PROSPECTIVE MEMEBRS. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/02/2025 ADDRESS: 8 E 69TH ST, NEW YORK NY 10021, United States DESCRIPTION: I AM ON THE MEMBERSHIP COMMITTEE WHERE I INTERVIEW PROSPCECTIVE MEMBERS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-05-01
• S63 Uniform Securities Agent State Law Examination
  1999-09-29