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William Kevin Shaffer

Edward Jones

Richmond, KY

CRD 4264997

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-26
KY RA APPROVED 2008-06-11
  • TX RA
    APPROVED_RES
    Since 2014-08-26
  • KY RA
    APPROVED
    Since 2008-06-11

Branch Locations

320 Highland Park Drive Suite 10, Richmond, KY 40475 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2000 Present
Other Businesses

First Christian Church Richmond, KY Start date: 1/1/2017 Board Chair Hours per week: 0 Hours during trading: 0 Board Chair * BASK,LLC Type of business: LLC Richmond, KY Start date: 1/1/2023 President Hours per week: 1 Hours during trading: 0 Maintain Property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-07
S63 Uniform Securities Agent State Law Examination 2000-11-27
  • S66 Uniform Combined State Law Examination
    2008-06-07
  • S63 Uniform Securities Agent State Law Examination
    2000-11-27

View on SEC IAPD

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