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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APP_PEND_IARCE 2026-01-01
  • MN RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

11 E Superior St Ste 400, Duluth, MN 55802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Northwestern Mutual Life Insurance Company Milwaukee WI 07/1999 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 07/1999 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2017 Present
  • 07/1999 → Present
    The Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/1999 → Present
    Milwaukee, WI
  • 03/2017 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. EMPLOYEE, UNIVERSITY OF MINNESOTA - DULUTH, BROADCASTER FOR HOCKEY PROGRAM. - INACTIVE.AS OF MARCH 2004 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 3. TACTICAL ADVISOR, MERRY KISSCAM, HERITAGE ROAD, DULUTH, , MINNESOTA, 55807, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 6/7/2022, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 6-20, TACTICAL ADVISOR 4. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, NON INVESTMENT RELATED 5. BOARD MEMBER, UDAC, 4724 COLALILLO DRIVE, DULUTH, , MINNESOTA, 55807, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 04/28/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEMBER. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-08-27
  • S63 Uniform Securities Agent State Law Examination
    1999-08-27

View on SEC IAPD

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