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200 North Adams Street, Green Bay, WI 54301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2018-12-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Millennium Management Llc | Minneapolis | MN | 04/2016 | 02/2017 |
| Associated Trust Company | Green Bay | WI | 10/2017 | Present |
| Kellogg Asset Management | Green Bay | WI | 08/2018 | Present |
| Unemployed | Minneapolis | MN | 02/2017 | 10/2017 |
Name of the other business; The Basilica Landmark of Saint Mary's https://www.thebasilicalandmark.org/ Is the business investment-related; Yes the address of the other business; 88 17th St N, Minneapolis, MN Nature of the other business; TO PRESERVE, RESTORE, AND ADVANCE THE HISTORIC BASILICA OF SAINT MARY FOR ALL GENERATIONS. Position; The Landmark Investment Committee member (note: the committee is overseeing the endowment for the purposes of maintaining, restoring, etc. the church Basilica of St Mary's in downtown Minneapolis). Start date of your relationship; August 26, 2024 Approx. number of hours/month devote to other business; 1/4 hour Number of hours you devote to other business during securities trading hours; 0 hours Describe duties relating to the other business; Serve as part of a committee that allocates 3 endowments. The endowments are ~ $5 to 7mm total and invested in LPs, mutual funds, ETFs, and money market funds. The committee meets quarterly (sometimes less) for about 45 minutes. They are advised by Advanced Capital Group (Michael Hoeschen, CPA). - - - - - - - - - - - - - - - Name of the other business; Chaparral Management LLC Is the business investment-related; Yes the address of the other business; 4717 Townes Road Edina, MN 55424 Nature of the other business; Passive investment in commercial real estate. Position; 50% owner, my wife is the other 50% owner Start date of your relationship; August 1, 2010 Approx. number of hours/month devote to other business; 1 hour Number of hours you devote to other business during securities trading hours; 0 hours Describe duties relating to the other business; Monitor Real estate prices
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-11 |
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