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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-12-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | St. Louis | MO | 05/2009 | 04/2022 |
| Lpl Financial Llc | St. Louis | MO | 11/2022 | Present |
| Unemployed | St. Louis | MO | 04/2022 | 11/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-21 |
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