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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-22 |
| CO | RA | APPROVED | 2020-09-11 |
Branch Locations
51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Arvada, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Greenwood Village | CO | 04/2014 | 03/2017 |
| Mml Investors Services, Llc | Greenwood Village | CO | 03/2017 | 05/2020 |
| Massachusetts Mutual Life Insurance Company | Greenwood Village | CO | 03/2017 | 05/2020 |
| New York Life | Arvada | CO | 05/2020 | Present |
[Professional singer; since 12/1997; 4 hours per month, 0 during securities trading hours; non-investment related; SING FOR CHURCH SERVICES, COMPANY PARTIES, WEDDINGS, RECEPTIONS. ALSO PLAY GUITAR FOR THE SAME EVENTS; COMPENSATION: DIRECT PAY PER EVENT] [RESIDENTIAL RENTAL PROPERTY; owner, sole proprietorship; rental income; real estate related]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-22 |
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