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Current Employers
Sound Income Strategies, Llc

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-01-08
  • CT RA
    APPROVED
    Since 2018-01-08

Branch Locations

1921 Boston Post Road Suite 8, Westbrook, CT 06498 • United States

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

1517 Boston Post Road Suite 400 (Unmanned Branch Office), Guilford, CT 06437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Danesh Company Waterford CT 04/2010 01/2018
Sound Income Strategies, Llc Westbrook CT 01/2018 Present
Scranton Financial Group Westbrook CT 01/2018 Present
  • 04/2010 → 01/2018
    Danesh Company
    Waterford, CT
  • 01/2018 → Present
    Westbrook, CT
  • 01/2018 → Present
    Scranton Financial Group
    Westbrook, CT
Previous Registrations
  • 2008-01-04 → 2009-12-11
    Connecticut Investment Management
    Hartford, CT
  • 2006-10-16 → 2007-12-31
    Danesh Investments, Llc
    East Lyme, CT
  • 2003-09-19 → 2006-09-07
    Ameriprise Advisor Services, Inc.
    East Hartford, CT
    South Windsor, CT
Other Businesses

1.SCRANTON FINANCIAL GROUP - Tax Professional and Independent Insurance Agent conducting sales/service of fixed and fixed index annuities. Investment related. 1921 Boston Post Road, Westbrook, CT 06498. Approximately 20% of business hours. 2. Treasurer for the Town of Waterford CT. Investment related. Salaried position. Elected position. Management of the Town's revenue's and investments into FDIC Insurance Fixed Income Securities. 0 business hours per week. 3. The Retirement Income Source - Investment related. Marketing to prospective clients for fixed insurance and investment advisory services. 1921 Boston Post Road, Westbrook, CT 06498. Approximately 5% of business hours. 4. Scranton Financial Group, LLC DBA Retirement Income Source DBA- Investment related. Marketing to prospective clients for fixed insurance and investment advisory services. 1921 Boston Post Road, Westbrook, CT 06498. Approximately 75% of business hours. 5. Treasurer for the WRTC. Non-Investment related. Non-compensated position. Deposit contributions and pay bills from the committee checking account. 0 business hours per week.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-30
S63 Uniform Securities Agent State Law Examination 1999-08-17
  • S65 Uniform Investment Adviser Law Examination
    2018-01-30
  • S63 Uniform Securities Agent State Law Examination
    1999-08-17

View on SEC IAPD

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