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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-10-31 |
Branch Locations
4910 Corporate Centre Drive Suite 101, Lawrence, KS 66047 • United States
7381 W 133Rd St Ste 200, Overland Park, KS 66213 • United States
Lawrence, KS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Liberty Star | Lawrence | KS | 11/2001 | 10/2023 |
| National Planning Corporation | Topeka | KS | 03/2004 | 09/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2017 | 10/2023 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2017 | 10/2023 |
| Lpl Financial Llc | Lawrence | KS | 10/2023 | Present |
1) 10/2023 - DM Bruce Associates, LLC - Business Entity For Tax/Investment Purposes Only - Non-inv. Related - Lawrence, KS - Business entity not held to public- Start Date 5/14/2007 - 120hrs/month - 80% time spent 2) 10/2023 - Finishing and Selling Tables - Other - Non-inv. Related - Lawrence, KS - Owner - Start Date 10/26/2023 - 0hrs/month - 0% time spent 3) 10/2023 - Legal Shield - Attorney/Legal Services - Non-inv. Related - Ada, OK - Standard legal plans - Start Date 6/11/1999 - 1hr/month - 1% time spent 4) 10/2023 - DMBRUCE WEALTH SOLUTIONS - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 5) 10/2023 - WALTER E JAMISON - Non-Variable Insurance - Inv. Related - LAWRENCE, KS - Agent Selling Insurance- Start Date 1/1/2018 - 1hr/month - 5% time spent 6) 10/02/2024 - DM BRUCE OWNER SOLUTIONS - Tax Prep/Accounting/CPA - Relationship Manager - Investment Related - At Reported Business Location(s) - Start Date 06/03/2024 - 5 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-23 |
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