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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-12 |
Branch Locations
225 S Lake Ave Ste 700, Pasadena, CA 91101 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-12 |
Branch Locations
225 S. Lake Ave Ste 700, Pasadena, CA 91101 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Franklin/Templeton Distributors, Inc. | San Mateo | CA | 02/2005 | 10/2020 |
| Franklin/Templeton Financial Services Corp | Rancho Cordova | CA | 10/2019 | 10/2020 |
| J.P. Morgan Securities Llc | Irvine | CA | 10/2021 | 05/2026 |
| Jpmorgan Chase Bank, N.A. | Irvine | CA | 11/2020 | 05/2026 |
| Franklin Resources | San Mateo, | CA | 03/2005 | 10/2020 |
| Wells Fargo Clearing Services | Pasadena | CA | 06/2026 | Present |
| Wells Fargo Advisors Financial Network | Pasadena | CA | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-09 |
| S66 | Uniform Combined State Law Examination | 2000-11-30 |
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