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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-12-15 |
Branch Locations
57 North St Ste 214, Danbury, CT 06810-5627 • United States
Newtown, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Medtronic | North Haven | CT | 04/2005 | 06/2023 |
| Ameriprise Financial Services, Llc | Danbury | CT | 10/2023 | Present |
| Unemployed | New York | NY | 07/2023 | 09/2023 |
Outside Employment; Florio Financial Advisors; Florio Financial Advisors is the franchise of Ameriprise with which I am employed.; Florio Financial Advisors is the franchise of Ameriprise with which I am employed.; 57 North Street, Suite 208, Danbury, CT, 06819; Investment-Related; 10/30/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-13 |
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