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Cynthia Tung

Ubs Financial Services Inc.

Pasadena, CA

Brea, CA

Rowland Heights, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-11-02
TX RA APPROVED 2015-11-02
  • CA RA
    APPROVED
    Since 2015-11-02
  • TX RA
    APPROVED
    Since 2015-11-02

Branch Locations

251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States

135 S. State College Blvd Suite 650, Brea, CA 92821 • United States

Rowland Heights, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Francisco CA 11/2015 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-21
  • S66 Uniform Combined State Law Examination
    2007-07-21

View on SEC IAPD

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