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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-16
  • TX RA
    APPROVED
    Since 2024-04-16

Branch Locations

600 Travis St Floors 61St & 62Nd, Houston, TX 77002-3009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Houston TX 09/1985 Present
J.P. Morgan Securities Llc Houston TX 09/2000 Present
Travis Time, Llc Houston TX 08/2017 Present
  • 09/1985 → Present
    Jpmorgan Chase Bank, N.A.
    Houston, TX
  • 09/2000 → Present
    Houston, TX
  • 08/2017 → Present
    Travis Time, Llc
    Houston, TX
Other Businesses

Entity Name: Travis Time, LLC Investment related: Yes Address: Houston, TX Nature of the other business: Travis Time, LLC is being created to hold title to property located near Austin, Texas, will be rented occasionally through a third-party management company. Position/Title/Relationship: Sole Proprietor Start Date: 31-Aug-2017 Approximate # of hours a month: It is not expected that this activity will require any of my time. Approximate # of hours during securities trading hours: None Briefly describe your duties: Not involved in the oversight or management of this property.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-15
S63 Uniform Securities Agent State Law Examination 2000-01-13
  • S65 Uniform Investment Adviser Law Examination
    2024-04-15
  • S63 Uniform Securities Agent State Law Examination
    2000-01-13
Other Names
  • Robert Gene Richmond

View on SEC IAPD

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