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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-08-12
WI RA APPROVED 2023-06-29
  • IA RA
    APPROVED
    Since 2025-08-12
  • WI RA
    APPROVED
    Since 2023-06-29

Branch Locations

1089 Jordan Creek Pkwy Suite 370, West Des Moines, IA 50266 • United States

Black Creek, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments Appleton WI 08/2001 07/2018
Private Client Services Louisville KY 07/2018 05/2021
Thrivent Advisor Network, Llc Appleton WI 06/2021 09/2022
Purshe Kaplan Sterling Investments Albany NY 08/2021 09/2022
Cetera Wealth Services, Llc El Segundo CA 09/2022 Present
Cetera Advisors Llc Greenwood Village CO 09/2022 Present
Cetera Financial Specialists Llc Schaumburg IL 09/2022 Present
Cetera Investment Services Llc St Cloud MN 09/2022 Present
Era Of Blooms, Llc Black Creek WI 02/2019 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 08/2001 → 07/2018
    Sii Investments
    Appleton, WI
  • 07/2018 → 05/2021
    Private Client Services
    Louisville, KY
  • 06/2021 → 09/2022
    Appleton, WI
  • 08/2021 → 09/2022
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 09/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2022 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 09/2022 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 02/2019 → Present
    Era Of Blooms, Llc
    Black Creek, WI
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: ERA OF BLOOMS, LLC INVESTMENT RELATED: NO ADDRESS: BLACK CREEK, WI 54106 NATURE OF BUSINESS: FLORAL DESIGN POSITION/TITLE/RELATIONSHIP: PRESIDENT START DATE: 2/2019 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE DUTIES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-05
  • S66 Uniform Combined State Law Examination
    2000-10-05
Other Names
  • Ryan J Armock

View on SEC IAPD

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