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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-08-12 |
| WI | RA | APPROVED | 2023-06-29 |
Branch Locations
1089 Jordan Creek Pkwy Suite 370, West Des Moines, IA 50266 • United States
Black Creek, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments | Appleton | WI | 08/2001 | 07/2018 |
| Private Client Services | Louisville | KY | 07/2018 | 05/2021 |
| Thrivent Advisor Network, Llc | Appleton | WI | 06/2021 | 09/2022 |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2021 | 09/2022 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2022 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 09/2022 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 09/2022 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 09/2022 | Present |
| Era Of Blooms, Llc | Black Creek | WI | 02/2019 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: ERA OF BLOOMS, LLC INVESTMENT RELATED: NO ADDRESS: BLACK CREEK, WI 54106 NATURE OF BUSINESS: FLORAL DESIGN POSITION/TITLE/RELATIONSHIP: PRESIDENT START DATE: 2/2019 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE DUTIES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-05 |
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