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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
SD RA APPROVED 2016-01-08
IA RA APPROVED 2016-01-07
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • SD RA
    APPROVED
    Since 2016-01-08
  • IA RA
    APPROVED
    Since 2016-01-07

Branch Locations

325 Dakota Dunes Blvd, Dakota Dunes, SD 57049 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Security National Bank Dakota Dunes SD 01/2003 Present
Cetera Investment Services Llc St. Cloud MN 08/2005 Present
Cetera Investment Advisers Llc Dakota Dunes SD 01/2016 Present
  • 01/2003 → Present
    Security National Bank
    Dakota Dunes, SD
  • 08/2005 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 01/2016 → Present
    Dakota Dunes, SD
Other Businesses

1.) ABILITY TO REFER BUSINESS TO THE TRUST/WEALTH MANAGEMENT AREA OF THE BANK. TRUST/WEALTH MANAGEMENT AREA COMPENSATES FOR SUCH REFERRALS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-22
S65 Uniform Investment Adviser Law Examination 2001-05-02
S63 Uniform Securities Agent State Law Examination 2000-12-21
  • S66 Uniform Combined State Law Examination
    2015-12-22
  • S65 Uniform Investment Adviser Law Examination
    2001-05-02
  • S63 Uniform Securities Agent State Law Examination
    2000-12-21
Other Names
  • Timothy W Van Peursem

View on SEC IAPD

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