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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-10
  • TX RA
    APPROVED
    Since 2024-06-10

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

The Woodlands, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 08/2015 03/2019
Eaton Vance Management Boston MA 03/2019 05/2024
Eaton Vance Distributors, Inc. Boston MA 03/2019 05/2024
Lpl Financial Llc San Diego CA 05/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-15
  • S66 Uniform Combined State Law Examination
    2001-08-15
Other Names
  • Mike Horvath
  • Michael R Horvath
  • Michael Robert Horvath

View on SEC IAPD

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