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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-17 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
4444 Westheimer Road, Suite G500, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 11/2007 | 05/2017 |
| Unemployed | Katy | TX | 05/2017 | 08/2017 |
| Purshe Kaplan Sterling Investments | Albany | NY | 04/2019 | 12/2024 |
| Lifeway Resources | Katy | TX | 08/2018 | 11/2018 |
| Unemployed | Katy | TX | 02/2018 | 08/2018 |
| Heidrick & Stuggles | Houston | TX | 08/2017 | 12/2017 |
| Procom Services For Atlantic T | Houston | TX | 12/2017 | 02/2018 |
| Inscription Capital, Llc Dba Sound Post Capital | 2925 Richmond Avenue | TX | 10/2018 | 12/2024 |
| Usca Securities Llc | Houston | TX | 01/2025 | Present |
| Us Capital Wealth Advisors | Houston | TX | 01/2025 | 06/2026 |
| Arax Advisory Partners | Houston | TX | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-11-27 |
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