Lavada Fulgham Waters

Employer firm

Arax Advisory Partners CRD 133535

$26.5B regulatory AUM 16 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2007 → 05/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 05/2017 → 08/2017
  Unemployed
  Katy, TX
• 04/2019 → 12/2024
  Purshe Kaplan Sterling Investments
  Albany, NY
• 08/2018 → 11/2018
  Lifeway Resources
  Katy, TX
• 02/2018 → 08/2018
  Unemployed
  Katy, TX
• 08/2017 → 12/2017
  Heidrick & Stuggles
  Houston, TX
• 12/2017 → 02/2018
  Procom Services For Atlantic T
  Houston, TX
• 10/2018 → 12/2024
  Inscription Capital, Llc Dba Sound Post Capital
  2925 Richmond Avenue, TX
• 01/2025 → Present
  Usca Securities Llc
  Houston, TX
• 01/2025 → 06/2026
  Us Capital Wealth Advisors
  Houston, TX
• 06/2026 → Present
  Arax Advisory Partners
  Houston, TX

Previous Registrations

• 2025-01-29 → 2026-07-21
  U.S. Capital Wealth Advisors, Llc
  Houston, TX
• 2019-05-13 → 2025-02-24
  Inscription Capital, Llc
  Houston, TX
  Houston, TX
• 2008-03-19 → 2017-05-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 2004-10-25 → 2007-11-21
  Ubs Financial Services Inc.
  Houston, TX
  Houston, TX

Exams

• S66 Uniform Combined State Law Examination
  2000-11-27

Other Names

• Lavada Fulgham
• Lavada L Fulgham
• Lavada Lynn Fulgham