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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-11-18
FL RA APPROVED 2000-12-08
  • TX RA
    APPROVED
    Since 2006-11-18
  • FL RA
    APPROVED
    Since 2000-12-08

Branch Locations

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Lauderdale FL 08/1999 Present
Bank Of America, N.A. Fort Lauderdale FL 11/2009 Present
Other Businesses

I*103015 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GUSTAVO CARVAJAL INVESTMENT RELATED: N ADDRESS OF BUSINESS: MIAMI BEACH, FLORIDA 33139 NATURE OF BUSINESS: OTHER,PERSONAL/INDIVIDUAL NAME POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 4/1/2016 NUMBER OF HOURS DEVOTED: 2 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: APARTMENT RENTED AT MIAMI, FL 33139 I*102892 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GUSTAVO CARVAJAL INVESTMENT RELATED: N ADDRESS OF BUSINESS: MIAMI BEACH, FLORIDA 33139 NATURE OF BUSINESS: OTHER,PERSONAL/INDIVIDUAL NAME POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 2/27/2017 NUMBER OF HOURS DEVOTED: 2 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL APARTMENT LANLORD

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-03
  • S66 Uniform Combined State Law Examination
    2003-03-03

View on SEC IAPD

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