Stephanie V Mallow

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-02-11
IL	RA	APPROVED	2021-01-19

TX RA
APPROVED

Since 2021-02-11
IL RA
APPROVED

Since 2021-01-19

Branch Locations

211 Fulton Street Suite 500A, Peoria, IL 61602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Peoria	IL	04/2020	Present
Wells Fargo	Peoria	IL	01/2008	04/2020

04/2020 → Present

Morgan Stanley

Peoria, IL
01/2008 → 04/2020

Wells Fargo

Peoria, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-01-19

S66 Uniform Combined State Law Examination

2021-01-19

Other Names

Stephanie J. Voigt

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

LPL FINANCIAL LLC

REATHERFORD WEALTH MANAGEMENT LLC

OSAIC WEALTH, INC.

GUARDIAN WEALTH MANAGEMENT INC.

KESTRA ADVISORY SERVICES, LLC

MML INVESTORS SERVICES, LLC

Other Investors

ELIZABETH KARON MILLER

CAROLYN G DAVIS

TAMARA L THOMPSON

MARY JO MOEHLENHOF

Mark ALLAN Robben

BRIAN T ABRAHAM

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PEORIA, IL

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · PEORIA, IL

LPL FINANCIAL LLC · PEORIA, IL

REATHERFORD WEALTH MANAGEMENT LLC · PEORIA, IL

OSAIC WEALTH, INC. · PEORIA, IL

LPL FINANCIAL LLC · PEORIA, IL

GUARDIAN WEALTH MANAGEMENT INC. · PEORIA, IL

KESTRA ADVISORY SERVICES, LLC · Peoria, IL

More in Peoria, IL

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