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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
TX RA APPROVED 2009-01-09
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED
    Since 2009-01-09

Branch Locations

299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States

Forest Hills, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs New York NY 01/2009 Present
  • 01/2009 → Present
    Ubs
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-01-14
    Morgan Stanley & Co. Llc
    New York, NY
  • 2006-09-08 → 2007-04-02
    Morgan Stanley Dw Inc.
    New York, NY
    New York, NY
Other Businesses

STUYVESANT HIGH SCHOOL ALUMNI ASSOCIATION, INC. / 345 CHAMBERS STREET, RM. 301-B NEW YORK, NY 10282 / ADVISE THE FINANCE COMMITTEE AND FUNDRAISING COMMITTEE ON INVESTMENT OPTIONS AND HELP RAISE FUNDS FOR THE SCHOOL. / COMMITTEE MEMBER / START DATE 06/01/2010 / 5 HOURS DURING WORK HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-10-08
  • S66 Uniform Combined State Law Examination
    1999-10-08
Designations
Other Names
  • David Maldonado

View on SEC IAPD

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