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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-10 |
| NY | RA | APPROVED | 2021-07-27 |
| CA | RA | APPROVED | 2018-01-05 |
Branch Locations
2500 Westchester Ave Stes 201 & 203, Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services Llc | White Plains | NY | 01/2018 | Present |
| Citigroup Global Markets Inc. | Eastchester | NY | 05/2007 | 01/2018 |
105 PARK PLACE LLC, NOT INV RELATED, SCHENECTADY, NY, 50% OWNERSHIP, START 6/15/2012, ZERO HOURS PER MONTH, ZERO DURING TRADING, SILENT PARTNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-20 |
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