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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-07-26 |
| MD | RA | APPROVED | 2009-04-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Fredrick | MD | 04/2009 | Present |
1. 04/21/2009 - KEY FINANCIAL GROUP, LLC/DBA ONLY/FREDRICK, MD 21701 2. 03/06/2017 - Court Street Financial Center - Investment Related - Middletown, MD - Real Estate Rental - Started 01/24/2017 - 5 Hours Per Month/0 Hours During Securities Trading 3. 06/11/2026 - Simiplicity Buckhead - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/27/2026 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-21 |
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