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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2017-12-18 |
Branch Locations
375 Bishops Way Suite 235, Brookfield, WI 53005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hundt Financial Services, Inc. | Brookfield | WI | 06/2000 | Present |
| Sii Investments | Brookfield | WI | 03/2009 | 12/2017 |
| Commonwealth Financial Network | Waltham | MA | 12/2017 | Present |
1. Fixed insurance sales; as of 12/18/2017; Approximately 5% Time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Manager, Hundt SBW, LLC, an entity created for the purpose of buying and managing residential real estate located in West Salem, Bangor, and Sparta, WI, as of 02/23/2022; 5% of time spent during business hours; Not Conducted at branch; Investment related. 3. Manager, Gala Bend, LLC, an entity created for the purpose of buying and managing residential real estate located in Sparta, WI, as of 02/23/2022; 5% of time spent during business hours; Not Conducted at branch; Investment related. 4. Owner & President, PAH Real Estate Consulting Services, LLC; real estate consulting; as of 6/26/2024; 2% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-11-03 |
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