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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2020-04-23 |
Branch Locations
1320 Main Street Suite 800, Columbia, SC 29201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sc Medical Association | Columbia | SC | 06/2007 | 12/2019 |
| Lincoln Financial Securities Corp | Columbia | SC | 06/2009 | 12/2018 |
| Morgan Stanley | Columbia | SC | 04/2020 | Present |
| Unemployed | Columbia | SC | 12/2019 | 04/2020 |
1. *455297- POA; Investment related Yes; Columbia, South Carolina; POA; 09/2021; During business hours: 0; After business hours: 1;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-18 |
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