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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-28 |
| AR | RA | APPROVED | 2018-06-27 |
Branch Locations
2716 Lakewood Village Pl, North Little Rock, AR 72116 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals, Inc | North Little Rock | AR | 06/2003 | 09/2018 |
| Centennial Bank | North Little Rock | AR | 10/2016 | Present |
| Ameriprise Financial Services, Inc | North Little Rock | AR | 06/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | North Little Rock | AR | 03/2020 | Present |
Outside Employment; Centennial Financial Services; Financial Advisor - Financial Advisor; ; 2716 Lakewood Village Pl North Little Rock, AR 72116, ,; Investment-Related; 10/01/2016; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-11 |
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