Best Investors
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Account
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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-04-28 |
Branch Locations
1801 California Street Suite 3900, Denver, CO 80202-5822 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Englewood | CO | 11/2013 | 03/2020 |
| Morgan Stanley Smith Barney Llc | Greenwood Village | CO | 03/2020 | 08/2022 |
| Morgan Stanley Private Bank, N.A. | Greenwood Village | CO | 03/2020 | 08/2022 |
| Svb Investment Services Inc. | Denver | CO | 08/2022 | 12/2023 |
| Silicon Valley Bank | Denver | CO | 08/2022 | 03/2023 |
| Cap For Kids | Denver | CO | 09/2022 | 04/2026 |
| Svb Wealth | Denver | CO | 12/2022 | 04/2026 |
| First Citizens Bank | Raleigh | NC | 03/2023 | 04/2026 |
| First Citizens Investor Services | Raleigh | NC | 12/2023 | 04/2026 |
| Rbc Capital Markets, Llc | Denver | CO | 04/2026 | Present |
(1) NAME OF ENTITY: Cap for Kids ADDRESS: 3721 Osceola Street, Denver, CO 80212 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Jan 01, 2016 CAPACITY: Treasurer, Board of Directors DUTIES: Board member and Treasurer of non-profit entity HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-04 |
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