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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-14 |
Branch Locations
3530 Camino Del Rio N Suite 206, San Diego, CA 92108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of America Life Insurance Company | San Diego | CA | 01/2009 | 04/2022 |
| Mutual Of America Securities Corporation | San Diego | CA | 01/2009 | 04/2022 |
| Commonwealth Financial Network | San Diego | CA | 04/2022 | 02/2025 |
| Manning Wealth Management, Inc. | San Diego | CA | 04/2022 | Present |
| Osaic Wealth, Inc. | San Diego | CA | 02/2025 | Present |
1. WALTER D'SOUZA POSITION: Registered Representative NATURE: Occasionally sell an annuity INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/14/2025 ADDRESS: 3530 CAMINO DEL RIO N, SUITE 206, SAN DIEGO CA 92108, United States DESCRIPTION: I will occasionally sell an annuity. I only one have right now that is my parents annuity that I sold as an advisor annuity without any compensation. I may possibly sell one or two this year but probably not. I will put my name on a few annuities to service them for clients that already have some. 2. INSURANCE AGENT POSITION: Agent NATURE: Maybe 2-3 times a year I will do an annuity for a client because they ask for one. I do not solicit the business. Same for life insurance. 2-3 times a yea based on their requests. No solicitation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/06/2025 ADDRESS: 3530 CAMINO DEL RIO N, SUITE 206, SAN DIEGO CA 92108, United States DESCRIPTION: Provide clients with Annuities and Life Insurance. 3. RETIREMENT PLAN CONSULTANTS OF SAN DIEGO INC. POSITION: President NATURE: S. Corp INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/27/2025 ADDRESS: 1804 30th Street, San Diego CA 92102, United States DESCRIPTION: This is the business entity that I filed taxes under for the OSAIC income I receive per the recommendation of my attorney. It is not an outside business activity of any kind. the only income I get is from OSAIC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-12 |
| S65 | Uniform Investment Adviser Law Examination | 2003-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-13 |
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