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Current Employers
Westpark Wealth Advisors, Inc.

13111 Westheimer Rd. Suite 475, Houston, TX 77077 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-03-13
TX RA APPROVED 2018-04-02
  • AL RA
    APPROVED
    Since 2026-03-13
  • TX RA
    APPROVED
    Since 2018-04-02

Branch Locations

13111 Westheimer Rd. Suite 475, Houston, TX 77077 • United States

Mcdade, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pension Planners Of Central Texas Austin TX 05/2010 Present
Ims Securities, Inc. Houston TX 11/2004 11/2017
Calton & Associates, Inc. Houston TX 11/2017 Present
Westpark Wealth Advisors Houston TX 04/2018 Present
  • 05/2010 → Present
    Pension Planners Of Central Texas
    Austin, TX
  • 11/2004 → 11/2017
    Ims Securities, Inc.
    Houston, TX
  • 11/2017 → Present
    Calton & Associates, Inc.
    Houston, TX
  • 04/2018 → Present
    Westpark Wealth Advisors
    Houston, TX
Other Businesses

1) Name of Business: Compass Retirement Planning. Investment related. Address: 6120 Speyside Dr., Austin, TX 78754. Nature of Business: DBA for securities and products offered through Calton. Position/Title/Relationship: Partner Hours per month: 200. Hours per month during Securities trading hours: 100. Duties/Responsibilities: We sell securities and products offered and approved through Calton & Associates, Inc. Start Date: 01/01/2018. 2) Name of Business: Westpark Wealth Advisors, Inc. Investment related. Address: 13111 Westheimer Rd., Suite 475, Houston, TX 77077. Nature of Business: RIA. Position/Title/Relationship: Agent. Hours per month: 40. Hours per month during Securities trading hours: 100. Duties/Responsibilities: IAR that offers products and services approved through Westpark Wealth Advisors. Start Date: 06/10/2011.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-31
S63 Uniform Securities Agent State Law Examination 2011-04-15
  • S65 Uniform Investment Adviser Law Examination
    2018-03-31
  • S63 Uniform Securities Agent State Law Examination
    2011-04-15
Other Names
  • Barbara E. Cole
  • Barbara E Cole
  • Barbara E Derusha

View on SEC IAPD

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