Best Investors
Account
Sign in
13111 Westheimer Rd. Suite 475, Houston, TX 77077 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-03-13 |
| TX | RA | APPROVED | 2018-04-02 |
Branch Locations
13111 Westheimer Rd. Suite 475, Houston, TX 77077 • United States
Mcdade, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pension Planners Of Central Texas | Austin | TX | 05/2010 | Present |
| Ims Securities, Inc. | Houston | TX | 11/2004 | 11/2017 |
| Calton & Associates, Inc. | Houston | TX | 11/2017 | Present |
| Westpark Wealth Advisors | Houston | TX | 04/2018 | Present |
1) Name of Business: Compass Retirement Planning. Investment related. Address: 6120 Speyside Dr., Austin, TX 78754. Nature of Business: DBA for securities and products offered through Calton. Position/Title/Relationship: Partner Hours per month: 200. Hours per month during Securities trading hours: 100. Duties/Responsibilities: We sell securities and products offered and approved through Calton & Associates, Inc. Start Date: 01/01/2018. 2) Name of Business: Westpark Wealth Advisors, Inc. Investment related. Address: 13111 Westheimer Rd., Suite 475, Houston, TX 77077. Nature of Business: RIA. Position/Title/Relationship: Agent. Hours per month: 40. Hours per month during Securities trading hours: 100. Duties/Responsibilities: IAR that offers products and services approved through Westpark Wealth Advisors. Start Date: 06/10/2011.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-15 |
Reach out to this advisor