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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-04 |
| CT | RA | APPROVED | 2025-08-21 |
| NY | RA | APPROVED | 2024-12-23 |
| DC | RA | APPROVED | 2023-04-12 |
| MD | RA | APPROVED | 2023-04-12 |
| OK | RA | APPROVED | 2023-04-12 |
| SC | RA | APPROVED | 2023-04-12 |
| ME | RA | APPROVED | 2020-06-30 |
| PA | RA | APPROVED | 2018-08-10 |
| IL | RA | APPROVED | 2017-06-13 |
| WA | RA | APPROVED | 2016-08-08 |
| GA | RA | APPROVED | 2015-08-03 |
| OH | RA | APPROVED | 2013-02-28 |
| VA | RA | APPROVED | 2011-05-05 |
| TX | RA | APPROVED_RES | 2010-06-28 |
| NC | RA | APPROVED | 2006-09-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Charlotte | NC | 04/2013 | 01/2022 |
| Park Avenue Securities, Llc | Charlotte | NC | 04/2013 | 01/2022 |
| Park Avenue Securities | Winston-Salem | NC | 12/2014 | 01/2022 |
| Guardian Life Insurance | Winston-Salem | NC | 12/2014 | 01/2022 |
| Guardian Life Insurance Company | Richmond | VA | 01/2022 | 01/2024 |
| Park Avenue Securities | Richmond | VA | 01/2022 | 01/2024 |
| Guardian Life Insurance Company | Glen Allen | VA | 01/2024 | Present |
| Park Avenue Securities | Geln Allen | VA | 01/2024 | Present |
1) CONSOLIDATED PLANNING, INC. (Ins other than Guardian). Occasionally sell some insurance products that aren't Guardian Life, Start Date: 06/16/2000, Address: 110 Oakwood Dr., Suite 480 Winston Salem, NC 27103, 2 total hours per month; 2 hours during securities trading, Investment related, Less than 10% Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-30 |
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