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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-06 |
| TX | RA | APPROVED_RES | 2004-10-08 |
| NJ | RA | APPROVED | 2004-04-16 |
Branch Locations
225 Liberty St, New York, NY 10281 • United States
900 South Ave, Staten Island, NY 10314 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 07/2000 | Present |
| Bank Of America, N.A. | New York | NY | 12/2009 | Present |
I*10818 For profit or not for profit: Name of outside business organization: H 7 Investment related: Address of business: Jamshedpur, 831005 Nature of business: , Position, title, association: , Start date of relationship: 12/1/2020 Number of hours devoted: 5 hour(s) Number of hours devoted during trading hours: 0 I*1875291 Entity Type, Name of OBA: Rental Property 8 Address:Chira Chas. Jharkhand,827013 Investment Related: N Position, Title, Association:Co-owner with other family members Employee Start Date: 11/30/2024 No Hours: 10 YEARLY No Hours during trading:0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-25 |
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