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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2014-10-30 |
Branch Locations
4459 Arendell St Unit 6, Morehead City, NC 28557 • United States
4180 Western Blvd, Jacksonville, NC 28546 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Morehead City | NC | 10/2014 | Present |
| Financial Resources Group | Charlotte | NC | 10/2014 | Present |
1. 10/30/2014: Financial Resources Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 7/8/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Independent Agent - Started 04/29/2016 - 8 Hours Per Month/4 Hours During Securities Trading. 3. 7/8/2021 - Marine Federal Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 6/21/2021 - 64 Hours Per Month/64 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-28 |
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