Dallas Preston Garner

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → Present
  Lpl Financial Llc
  Morehead City, NC
• 10/2014 → Present
  Financial Resources Group
  Charlotte, NC

Previous Registrations

• 2006-05-26 → 2014-09-17
  Bb&T Investment Services, Inc.
  Charlotte, NC
  Charlotte, NC
  Morehead City, NC
  Charlotte, NC

Other Businesses

1. 10/30/2014: Financial Resources Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 7/8/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Independent Agent - Started 04/29/2016 - 8 Hours Per Month/4 Hours During Securities Trading. 3. 7/8/2021 - Marine Federal Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 6/21/2021 - 64 Hours Per Month/64 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-05-25
• S63 Uniform Securities Agent State Law Examination
  2000-09-28