Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-20
  • TX RA
    APPROVED
    Since 2025-05-20

Branch Locations

1619 E Common St Ste 203, New Braunfels, TX 78130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Professionals, Inc. Seguin TX 08/2008 09/2018
Ameriprise Financial Services, Llc Schertz TX 06/2018 05/2025
Raymond James Financial Services Inc. New Braunfels TX 05/2025 Present
Raymond James Financial Services Advisors, Inc. New Braunfels TX 05/2025 Present
Previous Registrations
  • 2018-06-22 → 2025-06-11
    Schertz, TX
    Hondo, TX
    Schertz, TX
    San Antonio, TX
  • 2009-07-01 → 2018-09-24
    Investment Professionals, Inc.
    Midland, TX
    Midland, TX
    San Antonio, TX
    Spring Branch, TX
    New Braunfels, TX
    New Braunfels, TX
    Seguin, TX
Other Businesses

(1)Name of Business: Outdoor Lifestyle Strategies Address: 1619 E Common St Ste 203, New Braunfels, TX, 78130-3454, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (2)Name of Business: Springs Wealth Group Address: 1619 E Common St Ste 203, New Braunfels, TX, 78130-3454, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-30
S63 Uniform Securities Agent State Law Examination 2000-10-13
  • S66 Uniform Combined State Law Examination
    2009-06-30
  • S63 Uniform Securities Agent State Law Examination
    2000-10-13
Other Names
  • Kristen Ann Monroe
  • Kristen Ann Monroe
  • Kristen Ann Shearon
  • Kristen Ann Pruitt
  • Kristen Pruitt

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New Braunfels, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor