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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2020-09-24 |
Branch Locations
1003 Bishop Street Pauahi Tower, Suite 1450, Honolulu, HI 96813 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | Honolulu | HI | 07/2011 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 07/2011 | Present |
1. Member 1DG LLC Property 712 Puulani Lanai City 96763 Start Date 10/28/2024; 2. Personal Family Trust (Trustee)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-01 |
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