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4295 San Felipe Suite 300, Houston, TX 77027 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-07-15 |
Branch Locations
2627 Chestnut Ridge Suite 260, Kingwood, TX 77339 • United States
4295 San Felipe Suite 300, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Kingwood | TX | 02/2012 | Present |
| Symphony Financial, Ltd. Co. | Houston | TX | 07/2014 | Present |
1. 02/03/2012 - Shank Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 8/27/2014 - Symphony Financial, Ltd. Co. - DBA: (Hybrid) Shank Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 07/15/2014 - 160 Hours Per Month During Securities Trading. 3. 11/13/2018 - Symphony Financial, Ltd. Co. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 07/15/2014 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Symphony Financial Ltd. Co, an independent investment advisor firm. I started this business activity in 07/2014. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 1/2/2020 - No Business Name - Investment Related - Baytown, Texas 77520 - Real Estate Rental - Started 02/05/2019 - 1 Hour Per Month/0 Hours During Securities Trading - Personal purchase to keep family members home of 60 plus years in the family. 5. 07/26/2022 - No Business Name - Investment Related - College Station, Texas 77840 - Real Estate Rental - Start Date - 06/20/2022 - 1 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-12 |
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