Cuong Tu Thuyen

Current Employers

Employment History

• 03/2011 → Present
  Independent Financial Group
  San Diego, CA

Previous Registrations

• 2006-04-28 → 2011-03-31
  Tweed Financial Services, Inc.
  San Marino, CA
• 2010-08-19 → 2011-03-17
  Mam Securities, Llc
  Sherman Oaks, CA
• 2010-09-28 → 2011-03-17
  Mam Global Financial Services, Llc
  Elk Grove, CA
• 2007-02-15 → 2010-10-15
  Capwest Securities, Inc.
  Greeley, CO
  San Marino, CA
• 2005-08-23 → 2007-02-12
  United Securities Alliance, Inc.
  San Marino, CA
  San Marino, CA

Other Businesses

(1) WEST SAN GABRIEL VALLEY ASSOCIATION OF REALTORS POSITION: Member NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2011 ADDRESS: 1039 E. Valley Blvd, Ste 205B, San Gabriel CA 91776, United States DESCRIPTION: MEMBER OF THE WEST SAN GABRIEL VALLEY ASSOCIATION OF REALTORS, A NETWORKING ORGANIZATION FOR INVOLVEMENT IN THE LOCAL REALTOR COMMUNITY (2) ARCADIA ASSOCIATION OF REALTORS POSITION: Member NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/20/2016 ADDRESS: 601 S. First Avenue, Arcadia CA 91006, United States DESCRIPTION: MEMBER OF ARCADIA ASSOCIATION OF REALTORS A NETWORKING ASSOCIATION (3) KONG FINANCIAL SERVICES POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/11/2011 ADDRESS: 2181 E. Foothill Blvd, Suite 204, Pasadena CA 91107, United States DESCRIPTION: (1)100% OWNER/CA INSURANCE AGENT DBA KONG FINANCIAL SERVICES OFFERING SALES OF HEALTH AND LIFE INSURANCE INCLUDING UNIVERSAL,TERM, AND FIXED ANNUITIES SINCE 2011. INVESTMENT RELATED. 100% OF TIME SPENT. BUSINESS CONDUCTED AT ADDRESS OF RECORD. (4) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2011 ADDRESS: 2181 E. Foothill Blvd, Suite 204, Pasadena CA 91107, United States DESCRIPTION: Life and Health Insurance License.

Exams

• S66 Uniform Combined State Law Examination
  2005-04-09

Other Names

• Cuong Tu Thnyen