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Tammy Ratliff Spradlin

Janney Montgomery Scott LLC

Roanoke, VA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-09-30
  • VA RA
    APPROVED
    Since 2021-09-30

Branch Locations

110 Franklin Road Se Suite 500, Roanoke, VA 24011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities, Llc Roanoke VA 01/2013 02/2021
Truist Investment Services, Inc. Roanoke VA 02/2021 09/2021
Truist Advisory Services, Inc. Roanoke VA 02/2021 09/2021
Janney Montgomery Scott Llc Roanoke VA 09/2021 Present
Previous Registrations
  • 2021-02-17 → 2021-10-01
    Truist Advisory Services, Inc.
    Atlanta, GA
    Roanoke, VA
  • 2013-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Roanoke, VA
    Richmond, VA
  • 2001-01-25 → 2013-01-02
    Scott & Stringfellow, Llc
    Roanoke, VA
    Roanoke, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-07
  • S66 Uniform Combined State Law Examination
    2000-11-07
Other Names
  • Tammy R Spradlin

View on SEC IAPD

Other Firms

COMMONWEALTH FINANCIAL NETWORK
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
TRUIST ADVISORY SERVICES, INC.
LPL FINANCIAL LLC
HORNOR, TOWNSEND & KENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

STEPHANIE S FRALIN
JOHN BARTON EDMUNDS
JOHN ROBERT BRADBERRY
john aston edmunds
Stephen Berry
Brandon Burk Williams
Brian Barrows
ELIZABETH ROBERTS THOMAS

Other Offices

COMMONWEALTH FINANCIAL NETWORK · Roanoke, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Roanoke, VA
CETERA INVESTMENT ADVISERS LLC · CAVE SPRING, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Roanoke, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
LPL FINANCIAL LLC · ROANOKE, VA
HORNOR, TOWNSEND & KENT, LLC · ROANOKE, VA

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