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Timothy Roger Cawthorn

Edward Jones

Hendersonville, NC

CRD 4252479

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-26
NC RA APPROVED 2007-03-14
  • TX RA
    APPROVED_RES
    Since 2014-08-26
  • NC RA
    APPROVED
    Since 2007-03-14

Branch Locations

45 Westside Village Rd Suite C, Hendersonville, NC 28791 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 08/2000 Present
Other Businesses

MADDIE WORKS FIREWORKS STAND/ TNT FIREWORKS BREVARD, NC 28714 STARTED: 6/1/2007 PROPRIETORSHIP 20 HRS WORKED THIS IS A SEASONAL BUSINESS FOR THE END OF JUNE UNTIL THE 5TH OF JULY. THIS IS FOR MY SONS & WIFE TO WORK. I WILL HELP FROM 6PM TILL 10PM AS NEEDED FOR THIS SHORT TIME.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-05
S63 Uniform Securities Agent State Law Examination 2000-10-12
  • S66 Uniform Combined State Law Examination
    2007-03-05
  • S63 Uniform Securities Agent State Law Examination
    2000-10-12
Other Names
  • Timothy Roger Cawthorn

View on SEC IAPD

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