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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-09 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
4655 Executive Dr 10Th Fl [Vj-Rbo], San Diego, CA 92121 • United States
Palm Desert, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Murrieta | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Murrieta | CA | 11/2016 | Present |
CAPELLI INC; NON INV RELATED; AUTHORIZED SIGNER; START: 1/17/13; 0 HR/MO; 0 DURING TRADING. OROZCO CAPITAL; NON INV RELATED; AUTHORIZED SIGNER; START: 1/17/13; 0 HR/MO; 0 DURING TRADING. QUAIL CREST LIMITED PARTNERSHIP; NON INV RELATED; AUTHORIZED SIGNER; START: 1/17/13; 0 HR/MO; 0 DURING TRADING. OROZCO EQUITIES LP; NON INV RELATED; AUTHORIZED SIGNER; START: 1/17/13; 0 HR/MO; 0 DURING TRADING. RENTAL PROPERTY; INV. RELATED; PALM DESERT, CA; OWNER; START DATE 1/2018; 0 HRS PER MONTH; DUTIES: LANDLORD. 3 OSOS-WINEAGE, LLC, NOT INVT RELATED, TEMECULA, CA, 33% OWNERSHIP, START DATE 10/15/2020, 20 HRS PER MONTH, 0 HRS DURING TRADING, WINEMAKING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-23 |
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