Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-09
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2025-08-09
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

4655 Executive Dr 10Th Fl [Vj-Rbo], San Diego, CA 92121 • United States

Palm Desert, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Murrieta CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Murrieta CA 11/2016 Present
Previous Registrations
  • 2001-05-15 → 2011-01-03
    Wells Fargo Investments, Llc
    Murrieta, CA
    Moreno Valley, CA
    Temecula, CA
    Murrieta, CA
    Corona, CA
    Norco, CA
    Lake Elsinore, CA
    Corona, CA
    Corona, CA
    Norco, CA
    Corona, CA
Other Businesses

CAPELLI INC; NON INV RELATED; AUTHORIZED SIGNER; START: 1/17/13; 0 HR/MO; 0 DURING TRADING. OROZCO CAPITAL; NON INV RELATED; AUTHORIZED SIGNER; START: 1/17/13; 0 HR/MO; 0 DURING TRADING. QUAIL CREST LIMITED PARTNERSHIP; NON INV RELATED; AUTHORIZED SIGNER; START: 1/17/13; 0 HR/MO; 0 DURING TRADING. OROZCO EQUITIES LP; NON INV RELATED; AUTHORIZED SIGNER; START: 1/17/13; 0 HR/MO; 0 DURING TRADING. RENTAL PROPERTY; INV. RELATED; PALM DESERT, CA; OWNER; START DATE 1/2018; 0 HRS PER MONTH; DUTIES: LANDLORD. 3 OSOS-WINEAGE, LLC, NOT INVT RELATED, TEMECULA, CA, 33% OWNERSHIP, START DATE 10/15/2020, 20 HRS PER MONTH, 0 HRS DURING TRADING, WINEMAKING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-23
  • S66 Uniform Combined State Law Examination
    2000-10-23

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Diego, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor