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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-04-28
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-05-12
  • AZ RA
    APPROVED
    Since 2023-04-28
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-05-12

Branch Locations

55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States

New York, NY • United States

7175 North Pima Canyon Drive, Tucson, AZ 85718 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Tucson AZ 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
Morgan Stanley Smith Barney Llc New York NY 03/2011 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Tucson, AZ
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 03/2011 → Present
    Morgan Stanley Smith Barney Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-17
  • S66 Uniform Combined State Law Examination
    2001-04-17
Other Names
  • Susanna A Alvarez

View on SEC IAPD

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