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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-25 |
| CA | RA | APPROVED | 2024-07-23 |
Branch Locations
4365 Executive Drive Suite 800, San Diego, CA 92121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tostie Productions, Llc | San Diego | CA | 05/2004 | Present |
| New York Life Insurance Company | San Diego | CA | 01/2023 | Present |
| Nylife Securities Llc | San Diego | CA | 01/2023 | Present |
| Kevin James Tostado Advisory Services | San Diego | CA | 01/2022 | 12/2022 |
| Eagle Strategies Llc | San Diego | CA | 07/2024 | Present |
[Tostie Productions, LLC; own copyrights in multiple motion pictures that I have produced and directed.; 6202 Merced Lake Ave, San Diego, CA 92119; start 09/2012; Profit; 1 hour per month, 0 hours during securities trading hours; 100% owner; noninvestment related; royalties] [Our Lady of Grace Catholic School Parent Teacher Group Board; The role of the Parent Teacher Group Board is to involve all parents in a supportive role in various aspects of the school, to provide social opportunities for families, and promote a sense of belonging within the school, parish, and local community.; 2766 Navajo Rd, El Cajon, California 92020; Start Date 08/2023; Role/Title: Board Member; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours; I am a Board Member at Large and have no functions related to money, investing, fundraising, etc.] [NAIFA - San Diego; Financial professionals seek out NAIFA to surround themselves with like-minded people, to further their professional development, and to increase their professionalism in their practice, advocacy efforts & community involvement.; 1000 Wilson Boulevard, Suite 1890, Arlington, VA 22209; Start Date 02/2024; Role/Title: Committee Member; Investment Related; 2 hours per month; 0 hours per month during securities trading hours][Insurance Brokering; APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 4365 Executive Dr #800, San Diego CA 92121; Start Date 06/2025; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours][San Carlos Area Council; "SCAC is the Town Council of San Carlos. Our purpose is to further community interests through forums (public & virtual), to explore and share neighborhood news, and to promote community activities."; 7265 Jackson Drive, San Diego CA 92119; Start Date 06/2023; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-03-17 |
| S65 | Uniform Investment Adviser Law Examination | 2021-12-01 |
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