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Jay Jordan Horn

Allworth Financial, L.P.

Houston, TX

Folsom, CA

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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-22
  • TX RA
    APPROVED
    Since 2022-06-22

Branch Locations

1800 W. Loop S. Ste 1980, Houston, TX 77027 • United States

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Inc Houston TX 02/2010 04/2022
Aw Securities Houston TX 05/2022 Present
Allworth Financial Houston TX 05/2022 Present
  • 02/2010 → 04/2022
    Valic Financial Advisors Inc
    Houston, TX
  • 05/2022 → Present
    Aw Securities
    Houston, TX
  • 05/2022 → Present
    Allworth Financial
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-22
S63 Uniform Securities Agent State Law Examination 2007-04-29
  • S65 Uniform Investment Adviser Law Examination
    2022-06-22
  • S63 Uniform Securities Agent State Law Examination
    2007-04-29

View on SEC IAPD

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