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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-10-15 |
| FL | RA | APPROVED | 2010-11-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith, Inc | Guaynabo | PR | 11/2010 | Present |
| Bank Of America Na | Guaynabo | PR | 02/2011 | Present |
I*1566280 For profit or not for profit: Entity For Profit Name of outside business organization: OE INVESTMENTS LLC Investment related: N Address of business: Guaynabo, , 00969, Puerto Rico Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 11/7/2023 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , The entity is a passive vehicle created by my estate attorney as part of my estate and asset protection financial plan. The entity's acct at ML will only hold the securities that were previously in my individual investment acct at ML. That is the sole p
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-18 |
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