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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2018-08-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Red Bank | NJ | 08/2004 | 08/2018 |
| Wellesley Financial Planners | Red Bank | NJ | 08/2004 | Present |
| Lpl Financial Llc | Red Bank | NJ | 08/2018 | Present |
1) 08/15/2018 - Wellesley Financial Planners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 08/2018 - 160 hr/mth 2) 08/15/2018 - Non-Variable Insurance - inv rel - at reported business location(s) - start: 01/2004 - 25 hr/mth 3) 08/15/2018 - Wellesley Financial Planners - Tax Prep/Accounting/CPA - inv rel - at reported business location(s) - start: 01/2010 4). 06/27/2019 - No business - Investment related - Real Estate Rental - start date:05/01/2019 - 1 hr/mo - 0 hr during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-08 |
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