Joseph Antim Galati

Current Employers

Employment History

• 01/2003 → Present
  Raymond James Financial Services, Inc.
  Marlton, NJ
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Marlton, NJ
• 05/2012 → 07/2022
  N/A
  Marlton, NJ
• 05/2012 → Present
  N/A
  Marlton, NJ

Previous Registrations

• 2002-05-29 → 2003-01-27
  Prudential Equity Group, Llc
  Marlton, NJ

Other Businesses

(1)Name of Business: Address: 14 East Main Street, Marlton, NJ, 08053, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 08/05/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I Own and operate branch 4RT out of 14 East Main Street, I have more space than needed and as such I rent an office to Mike Mazzafro who OSJ's out of this location. I also partner on many accounts with Mike.\n (2)Name of Business: Joseph Galati Investments Address: 14 E Main St, Marlton, NJ, 08053-2157, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: For Tax Filing purposes only, I set up a EIN Number for the Branch 1099 to funnel though this entity. I also issue 1099's for branch associates from this entity. (3)Name of Business: NA Address: 111S 15th Street P314, Philadelphia, PA, Philadelphia, PA, 19102, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 11/01/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-10-20
• S63 Uniform Securities Agent State Law Examination
  2000-10-06