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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-03
NJ RA APPROVED 2026-02-02
  • TX RA
    APPROVED_RES
    Since 2026-02-03
  • NJ RA
    APPROVED
    Since 2026-02-02

Branch Locations

701 Route 73 North Ste. 4, Marlton, NJ 08053 • United States

2317 Highway 34 Ste. 1B, Manasquan, NJ 08736 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 08/2000 11/2018
Commonwealth Financial Network Waltham MA 11/2018 02/2026
Millstone River Wealth Management Marlton NJ 11/2018 Present
Cambridge Investment Research, Inc. Fairfield IA 02/2026 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2026 Present
Previous Registrations
Other Businesses

1) CORPORATE RESOURCE ALLIANCE, Freehold NJ 07728, 08/2008, Board Trustee, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 4 HR/MO, 4 HR/MO TRADING. 2) CENTRASTATE HEALTHCARE FOUNDATION, 225 Willow Brook Road, Suite 5, Freehold NJ 07728, 03/2021, Board Trustee, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 3 HR/MO, 0 HR/MO TRADING. 3) MILLSTONE RIVER WEALTH MANAGEMENT, LLC, 701 Route 73 North, Suite 4, Marlton NJ 08053, 02/2011, Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO, 5 HR/MO TRADING. 4) MAKE-A-WISH NEW JERSEY, 1384 Perrineville Road, Monroe Township NJ 08831, 12/2025, Volunteer Driver/Wish Bus, Volunteer, NIR, 5 HR/MO, 0 HR/MO TRADING. 5) CRISIS TEXT LINE, 225 West 34th Street, Floor 9, New York NY 10122, 08/2015, Volunteer Crisis Counselor, Volunteer, NIR, 8 HR/MO, 0 HR/MO TRADING. 6) MILLSTONE RIVER WEALTH MANAGEMENT, LLC, 701 Route 73 North, Suite 4, Marlton NJ 08053, 02/2011, Owner, DBA Name, NIR, 200 HR/MO, 32 HR/MO TRADING. 7) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 02/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-24
  • S66 Uniform Combined State Law Examination
    2000-08-24

View on SEC IAPD

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