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Sangeeta B. Marfatia

Ubs Financial Services Inc.

New York, NY

West Harrison, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

1285 Avenue Of The Americas 20Th Floor, New York, NY 10171 • United States

West Harrison, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Warburg Llc Stamford CT 11/2000 Present
  • 11/2000 → Present
    Ubs Warburg Llc
    Stamford, CT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-02-07
  • S63 Uniform Securities Agent State Law Examination
    2001-02-07
Other Names
  • Sangeeta Bhargava

View on SEC IAPD

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