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18840 Sw Boones Ferry Rd. Suite 310, Tualatin, OR 97062 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-17 |
| WA | RA | APPROVED | 2025-08-15 |
| OR | RA | APPROVED | 2025-07-11 |
Branch Locations
18840 Sw Boones Ferry Rd. Suite 310, Tualatin, OR 97062 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Type A Financial | West Linn | OR | 10/2010 | 06/2019 |
| Lpl Financial Llc | Tigard | OR | 04/2015 | Present |
| Financial Advocates Investment Management | Tigard | OR | 06/2015 | Present |
| Nexus Strategic Wealth, Llc | Tualitin | OR | 07/2025 | Present |
1. 4/16/2015: Stacee Malcolm Financial, Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - S-corp for financial services current income. 2. 4/29/2015: Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/28/2015 - 15 Hours Per Month During Securities Trading - Fixed annuities, IUL and fixed life products. 3. 11/12/2015: Financial Advocates Investment Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Time Spent 75% - IAR. 4. 5/8/2019 - Stacee Malcolm Financial Inc - DBA: Nexus Strategic Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/01/2019 - 200 Hours Per Month/160 Hours During Securities Trading. 5. 5/21/2019 - FINANCIAL ADVOCATES INVESTMENT MANAGEMENT - DBA: (Hybrid) Nexus Strategic Wealth - Investment Related - At Reported Business Location(s) - IAR - Started 05/09/2019 - 200 Hours Per Month/140 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-11 |
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