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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-01-24 |
| TX | RA | APPROVED | 2023-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Huntington National Bank | Worthington | OH | 04/2014 | 09/2021 |
| The Huntington Investment Company | Columbus | OH | 04/2014 | 03/2018 |
| The Huntington Investment Company | Worthington | OH | 03/2018 | 09/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbus | OH | 09/2021 | 01/2023 |
| Bank Of America N.A. | Columbus | OH | 09/2021 | 01/2023 |
| J.P. Morgan Securities Llc | Westerville | OH | 01/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Westerville | OH | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-06 |
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